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Six Bridging Finance insiders to testify for the OSC in private lender’s alleged fraud case
David and Natasha Sharpe, of Bridging Finance Inc. are photographed in the company's downtown Toronto offices on April 11 2019. Bridging Finance provided financing for the purchase of the MV Sivulliq, a shrimp trawler.
report on business
Regulators order Paramount fraudsters to cough up $47.2-million
Bank towers are shown from Bay Street in Toronto's financial district, on Wednesday, June 16, 2010. THE CANADIAN PRESS/Adrien Veczan
report on business
Former Facedrive execs to pay fines after misleading news releases
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
report on business
Emerge Canada tells investors it will wind up or sell operations after OSC order
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Emerge funds manager fights for its life as regulators say it’s out of money
The Bay Street sign is pictured in the heart of the financial district as people walk by in Toronto, May 22, 2008. REUTERS/Mark Blinch/File Photo
report on business
OSC accuses former Facedrive executives of issuing misleading press releases for its contact-tracing tech
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
advisor etfs
Will Emerge ETFs’ trading halt lead to more concerns about investing with niche providers?
ETF exchange trades funds word on a blurred business newspaper
report on business
Cannabis carnage continues as former CannTrust enters CCAA protection again, seeks liquidation
report on business
Some investment firms not complying with conflict-of-interest rules when selling products, regulator says
The S&P TSX composite index screen at the TMX Market Centre in downtown Toronto is photographed on Friday, November 11, 2022. THE CANADIAN PRESS/ Tijana Martin
your practice
What Ontario’s self-certified investor pilot program means for advisors and investors
Colleagues are stress talking about the results report and compared with the financial information on the laptop screen.
secret canada
Ontario securities regulator denies public access to its review of bank fund selling
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
opinion
OSC needs to take accountability seriously or risk losing public confidence
Ken Kivenko and Ed Waitzer
report on business
OSC bans five people from markets over trading prior to Amaya deals
The doors to the Ontario Securities Commission hearing rooms in Toronto on December 12, 2019. (Melissa Tait / The Globe and Mail)
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Court case against ex-CannTrust leaders should prompt OSC ’soul-searching’, experts say
report on business
Former CannTrust officials found not guilty after trial hears from just two of 29 potential witnesses
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OSC moves to withdraw charges against former CannTrust officials accused of growing pot in unlicensed areas
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Canada’s securities watchdogs vow to regulate crypto sector more forcefully in wake of FTX’s collapse
report on business
Ontario names Kevan Cowan as new OSC chair after Heather Zordel’s departure
advisor stocks
Why Canada’s regulatory approach to crypto should ‘encourage’ investors
report on business
Ontario narrows list of candidates to chair the OSC
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