Ontario Securities Commission

Don’t let Bay Street turn you into a gambler

Ottawa reviewing big banks’ decisions to stop selling third-party investment funds

B.C. files unexplained wealth order against co-founder of defunct crypto exchange Quadriga

OSC rules former Bay Street executive Mark Valentine breached terms of lifetime ban

OSC imposes trading halt on fund manager Traynor Ridge Capital after failed trades

Former Facedrive execs to pay fines after misleading news releases

Emerge Canada tells investors it will wind up or sell operations after OSC order

Emerge funds manager fights for its life as regulators say it’s out of money

OSC accuses former Facedrive executives of issuing misleading press releases for its contact-tracing tech

GlobeNewswire employees in Toronto accused of insider trading

More investors are using advisors while managing portfolios themselves

Ontario regulator says rule reforms not meant to stop banks selling third-party mutual funds

Do regulators need to prioritize negligence over fraud?

Why advisors and investors need to take growing concerns of ‘greenwashing’ seriously

Ontario joins the rest of Canada in banning mutual fund early withdrawal fees

OSC to start enforcing new rules for unregistered crypto trading platforms

Ontario’s regulatory agency finds COVID-19 pandemic impacts retail investors unevenly

Investment-industry regulator drops plan for minor-offence program

Ontario task force falls short in its proposals to reform capital markets