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portfolio strategy

The awesomeness of ETFs has its limits.

Exchange-traded funds are a simple, low-cost, transparent way to build portfolios for all kinds of people and all kinds of investment goals. Justifiably, ETFs are steadily grinding away at the mutual-fund industry’s dominance in retail investing. Are ETFs always a better choice than a comparable mutual fund for the do-it-yourself investor?

Let’s tackle this question with a faceoff between the biggest Canadian dividend fund and the biggest Canadian dividend ETF: RBC Canadian Dividend versus the iShares Canadian Select Dividend Index ETF (XDV).

To ensure an accurate comparison, we’ll use the Series D version of RBC Canadian Dividend. Standard mutual funds include the cost of investment advice and service in their fees; series D funds strip out most of these costs because they’re designed for self-directed investors. ETFs have no advice fees built into their cost of ownership.

The point of the dividend fund faceoff is to encourage investors to be open minded about finding the best fund options. Anyone who thinks ETFs are a no-brainer choice at all times will definitely want to read on.

Fund basics

RBC Canadian Dividend is a no-load mutual fund, which means there are no commissions to buy or sell. As an ETF, XDV trades like a stock. If you use an online broker, that means commissions as high as $9.99 per trade.

Series D mutual funds are strictly for DIY investors, which means they’re available only through RBC Direct Investing and other online brokers that carry a range of Series D funds.

Both XDV and RBC Canadian Dividend have long histories for investors to inspect. The original RBC Dividend opened in 1993 and the Series D version came along in 2007. If you combine all versions of RBC Canadian Dividend, you get total assets of $17.9-billion. Series D assets make up just a small part of that total.

XDV is close to half as expensive to own as RBC Canadian Dividend. But in ETF-land, XDV is on the pricier side for Canadian dividend funds. RBC Canadian Dividend Series D’s MER of 1.05 per cent compares with 1.76 per cent for the more popular Series A version.

For a full fee picture, the trading expense ratio for both funds is included in the accompanying chart. The TER is the fee associated with the cost of buying and selling stocks in a fund. Add the TER to the MER for a full fee accounting.

RBC Canadian Dividend Series D iShares Canadian Select Dividend Index ETF
Fund code/ticker symbol RBF1014 XDV
Offered by RBC Global Asset Management BlackRock Canada
Inception Date July, 2007 December, 2005
Assets (million) $673 $1,285
MER (%) 1.05 0.55
Trading expense ratio (%) 0.03 0.01
Availability RBC Direct Investing and other online brokers Online brokers
Minimum investment $500 upfront, $25 subsequent One share
Commissions to buy and sell None As little as zero and as much as $9.99, depending on the online broker you use

Source: RBC, BlackRock Canada, Fundata

Portfolio

RBC Canadian Dividend is run by a team of portfolio managers who choose stocks, while XDV tracks an index of dividend stocks. Both portfolios share a heavy weighting in financial stocks, notably banks.

One difference between the two portfolios is foreign content – XDV has none, while RBC Canadian Dividend has 2.2 per cent exposure to U.S. markets and 1.5 per cent exposure to international markets. In recent years, U.S. stocks have been very strong performers.

The different yields and performance numbers for these two funds suggest they may suit different types of investors – XDV for income seekers and RBC Canadian Dividend for total return investors who emphasize growth.

RBC Canadian Dividend Series D iShares Canadian Select Dividend Index ETF
Strategy Invests mainly in common and preferred shares of major Canadian companies with above average dividend yields Tracks the Dow Jones Canada Select Dividend Index, which includes stocks chosen on the basis of dividend growth, yield and payout ratio
Top 10 holdings Royal Bank of Canada, Toronto-Dominion Bank, Bank of Nova Scotia, Canadian National Railway Co., Brookfield Asset Management Inc., Enbridge Inc., Bank of Montreal, TransCanada Corp., Manulife Financial Corp., Suncor Energy Inc. Canadian Imperial Bank of Commerce, Bank of Montreal, Royal Bank of Canada, Bank of Nova Scotia, BCE Inc., TransCanada Corp., Toronto-Dominion Bank, National Bank of Canada, Rogers Communications Inc., Laurentian Bank of Canada
Total number of holdings 84 30
Top five sector weightings (%) Financials 46, Energy 20, Industrials 10, Utilities 5, Telecom 5 Financials 59, Telecom 15, Utilities 9, Energy 6, Materials 6
Foreign content (%) 3.7 0
Yield after fees (%) 1.8 4.5
Portfolio Price-Earnings Ratio 14.3 11.4

Source: RBC, BlackRock Canada, Fundata

Annualized total returns

With two veteran funds like these, there’s an opportunity to view the consistency of returns over both the short and long term. Performance in 2008 was included here because it was a remarkably bad year – the worst of the global financial crisis. The S&P/TSX Composite Index fell 33 per cent on a total return basis (dividends plus share price changes) in 2008.

RBC Canadian Dividend Series D iShares Canadian Select Dividend Index ETF
One-year 4.9 0.3
Three-year 9.5 8.4
Five-year 8.4 5.3
10-year 7.5 7
Since inception 5.6 5.6
2008 -26.6 -30.8

Source: RBC, BlackRock Canada, Fundata

Distributions

Another feature of XDV that will appeal to income investors is the fact that it makes monthly payments, while RBC Canadian Dividend pays quarterly.

The chart shows distributions over the past three years and includes the extent to which a return of capital has been part of these payouts. A return of capital is not taxable in the year you receive it, but it does reduce your cost base for an ETF. That means a bigger capital gain when you sell. Note: It’s typical for ETFs of any type that pay regular income to have a return of capital component in distributions.

RBC Canadian Dividend Series D iShares Canadian Select Dividend Index ETF
Frequency of payments Quarterly Monthly
Total paid in 2017 per unit or share $1.17 96 cents
Return of capital component 0 0
Total paid in 2016 per unit or share $1.29 97 cents
Return of capital component 0 10 cents
Total paid in 2015 per unit or share $1.01 99 cents
Return of capital component 0 7 cents

Source: RBC, BlackRock Canada, Fundata

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